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| Vendor Information & Initial Assessment (STEP) | | |
| Vendor Legal Name (TEXT) | | |
| Vendor Contact Person (TEXT) | | |
| Vendor Address (TEXT) | | |
| Years in Business (NUMBER) | | |
| Primary Business Type (SELECTION options: Raw Materials, Packaging, Equipment, Services, Other) | | |
| Initial Risk Assessment Level (SELECTION options: Low, Medium, High) | | |
| Initial Assessment Date (DATE) | | |
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| Financial Stability & Business Practices (STEP) | | |
| Annual Revenue (USD) (NUMBER) | | |
| Debt-to-Equity Ratio (NUMBER) | | |
| Credit Rating Agency (SELECTION options: Moody's, Standard & Poor's, Fitch, Not Rated) | | |
| Summary of Financial Stability Assessment (TEXT) | | |
| Business Ethics Program (SELECTION options: Yes, documented program, Yes, informal policy, No program in place) | | |
| Date of Last Financial Review (DATE) | | |
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| Quality Management System (QMS) (STEP) | | |
| QMS Documentation Availability (SELECTION options: Complete & Current, Partially Available, Not Available) | | |
| Summary of QMS Documentation Reviewed (TEXT) | | |
| Number of Documented Procedures (NUMBER) | | |
| Date of Last QMS Audit (DATE) | | |
| QMS Elements Assessed (Select all that apply) (SELECTION options: Document Control, CAPA, Change Management, Training, Internal Audits, Management Review) | | |
| Copy of QMS Manual (if available) (UPLOAD) | | |
| Evidence of Management Review (SELECTION options: Yes, No, Not Applicable) | | |
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| Facility & Equipment (STEP) | | |
| Facility Address (LOCATION) | | |
| Square Footage of Manufacturing Area (NUMBER) | | |
| Equipment Types Present (Select all that apply) (SELECTION options: Reactors, Dryers, Mills, Filters, Packaging Equipment, Analytical Instruments) | | |
| Last Facility Inspection Date (DATE) | | |
| Facility Layout Diagram (UPLOAD) | | |
| HVAC System Temperature Control Range (NUMBER) | | |
| Description of Cleaning and Sanitation Procedures (TEXT) | | |
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| Personnel & Training (STEP) | | |
| Number of Qualified Personnel (NUMBER) | | |
| Key Personnel Qualifications (e.g., GMP, Degree) (SELECTION options: GMP Training, Relevant Degree, Other) | | |
| Last Training Completion Date (Key Personnel) (DATE) | | |
| Brief Description of Key Personnel Training Program (TEXT) | | |
| Training Records (Example) (UPLOAD) | | |
| Verification of Personnel Background Checks (SELECTION options: Yes, No, N/A) | | |
| Details on Background Check Procedures (if applicable) (TEXT) | | |
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| Regulatory Compliance & Audits (STEP) | | |
| Last Audit Score (NUMBER) | | |
| Date of Last Regulatory Inspection (DATE) | | |
| Summary of Findings from Last Regulatory Inspection (TEXT) | | |
| Compliance with GMP Guidelines? (SELECTION options: Yes, No, N/A) | | |
| Relevant Regulatory Frameworks (Select all that apply) (SELECTION options: FDA, EMA, WHO, PIC/S, Other) | | |
| Copy of Latest Regulatory Audit Report (UPLOAD) | | |
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| Product/Service Specifications & Testing (STEP) | | |
| Detailed Product/Service Specifications (TEXT) | | |
| Testing Methodology Alignment (e.g., USP, EP, JP) (SELECTION options: USP, EP, JP, Other (Specify)) | | |
| Acceptance Criteria Limit (e.g., Purity %) (NUMBER) | | |
| Certificate of Analysis (CoA) (UPLOAD) | | |
| CoA Issue Date (DATE) | | |
| Testing Parameters Verified (Select all that apply) (SELECTION options: Identity, Purity, Assay, Impurities, Water Content, Other (Specify)) | | |
| Deviations & Resolutions (if any) (TEXT) | | |
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| Change Control & Corrective Actions (STEP) | | |
| Change Request Originated From: (SELECTION options: Quality Assurance, Manufacturing, Engineering, Regulatory Affairs, Other) | | |
| Description of Change/Deviation (TEXT) | | |
| Risk Score (assigned) (NUMBER) | | |
| Date of Deviation/Change Initiation (DATE) | | |
| Root Cause Analysis Findings (TEXT) | | |
| Potential Impact Areas (select all that apply) (SELECTION options: Manufacturing Process, Product Quality, Equipment, Documentation, Regulatory Compliance) | | |
| Corrective Actions Planned (TEXT) | | |
| Planned Completion Date of Corrective Actions (DATE) | | |
| Signature of Responsible Person (SIGNATURE) | | |
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| Contractual Agreements & Performance Monitoring (STEP) | | |
| Contract Start Date (DATE) | | |
| Contract Expiration Date (DATE) | | |
| Agreed Upon Price/Rate (NUMBER) | | |
| Payment Terms (SELECTION options: Net 30, Net 60, Other (Specify)) | | |
| Key Performance Indicators (KPIs) (TEXT) | | |
| Performance Rating (Scale 1-5) (NUMBER) | | |
| Performance Review Comments (TEXT) | | |
| Contract Renewed? (SELECTION options: Yes, No) | | |
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| Requalification & Periodic Review (STEP) | | |
| Last Requalification Date (DATE) | | |
| Review Frequency (in months) (NUMBER) | | |
| Review Type (SELECTION options: Document Review, On-site Audit, Combination) | | |
| Summary of Review Findings (TEXT) | | |
| Reviewer Signature (SIGNATURE) | | |
| Next Review Date (DATE) | | |
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