CRM Identity Verification Checklist

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This Template was installed 5 times.

Pre-Implementation Planning

1 of 10

Initial steps and requirements gathering for identity verification integration.

Define Scope and Objectives of Identity Verification

Estimated Number of Records to Verify

Primary Regulatory Compliance Requirements

Target Go-Live Date

Identify Key Stakeholders

Identify Current Identity Verification Methods (if any)

Data Source Configuration

2 of 10

Setting up and validating the data sources for identity information (e.g., KYC providers, internal databases).

KYC Provider Selection

API Endpoint URL

API Request Timeout (seconds)

API Authentication Credentials (Encrypted)

Sample Data File (for testing)

Data Mapping Method

Last Data Source Sync Date

Verification Method Configuration

3 of 10

Configuring the specific verification methods to be used (e.g., document verification, biometric authentication, knowledge-based authentication).

Primary Verification Method

Secondary Verification Method (for enhanced security)

Confidence Score Threshold (for document verification)

KBA Question Pool Selection

KBA Question Expiration Date

CRM Field Mapping & Data Storage

4 of 10

Mapping verification results to appropriate fields within the CRM and ensuring secure data storage.

Identity Provider Data Source

Verification Method Result Field

Maximum Risk Score Threshold

Data Retention Policy Expiration Date

Notes on Data Storage Configuration

Data Encryption Method

Data Storage Locations

Risk Scoring & Thresholds

5 of 10

Defining risk scores based on verification outcomes and establishing thresholds for triggering alerts or further action.

Baseline Risk Score

High Risk Score Threshold

Medium Risk Score Threshold

Default Risk Score Assignment Method

Verification Factors Contributing to Risk Score

Weight for Document Verification

Weight for Biometric Verification

User Interface & Experience

6 of 10

Designing a user-friendly interface for collecting identity information and displaying verification results.

Verification Method Selection (Displayed to User)

Clear Instructions for Method Selection

Error Messages (User-Friendly)

Progress Indicator Type

Timeout Duration (Seconds)

Confirmation Message (Upon Successful Verification)

Accessibility Considerations (Font Size, Color Contrast)

Security & Compliance

7 of 10

Implementing security measures to protect sensitive identity data and ensuring compliance with relevant regulations (e.g., GDPR, CCPA).

Encryption at Rest Standard

Encryption in Transit Protocol

Compliance Standards Met

Data Retention Period (Years)

Last Security Audit Date

Security Incident Response Plan Summary

Testing & Validation

8 of 10

Thoroughly testing the identity verification process with various scenarios and data inputs.

Test Environment Setup

Number of Test Users Created

Verification Methods Tested

Document Verification Test Results (Sample Documents)

Date of Test Execution

Test Result: Document Verification

Screenshot of Verification Failure (if applicable)

Number of Successfully Verified Users

Documentation & Training

9 of 10

Creating comprehensive documentation and providing training to users on the identity verification process.

Document Outline

Training Manual (PDF)

Topics Covered in Training

Number of Trainees

Training Completion Deadline

Trainer Name

Ongoing Monitoring & Maintenance

10 of 10

Establishing ongoing monitoring and maintenance procedures to ensure the accuracy and reliability of the identity verification system.

Last System Health Check Date

Average Verification Processing Time (seconds)

Error Rate (%)

Current Verification Provider Status

Notes on Recent Issues and Resolutions

Next Scheduled Maintenance Window

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