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Pharmaceutical Batch Record Review Checklist

Ensure batch record accuracy and compliance! Our Pharmaceutical Batch Record Review Checklist streamlines your process, minimizes errors, and guarantees adherence to GMP guidelines. Download now and strengthen your quality control.

This Template was installed 2 times.

Batch Header Verification

1 of 9

Confirm accuracy and completeness of batch header information (batch number, manufacturing date, expiry date, etc.).

Batch Number

Manufacturing Date

Expiry Date

Batch Size (Units)

Manufacturing Site

Batch Record Notes (if applicable)

Raw Material Traceability

2 of 9

Verify raw material lot numbers, supplier details, and certificate of analysis (CoA) alignment.

Raw Material Name

Lot Number

Receipt Date

Supplier

Certificate of Analysis (CoA)

Supplier Reference Number

Quantity Received

Equipment Log Review

3 of 9

Assess equipment usage, cleaning records, and calibration status for each step.

Equipment ID

Calibration Date

Calibration Result

Calibration Status

Calibration Notes

Last Maintenance Date

Technician Signature

In-Process Control (IPC) Data Validation

4 of 9

Confirm IPC results are within specifications and documented correctly.

Temperature (deg C)

pH Value

Viscosity (cP)

Appearance

Appearance Notes (if applicable)

IPC Test Date

IPC Tester Signature

Manufacturing Process Adherence

5 of 9

Validate adherence to established manufacturing procedures and instructions.

Step Number Verified

Step Procedure Followed?

Detailed Observations/Comments on Process Adherence

Date of Procedure Execution

Time of Procedure Execution

Critical Process Parameters Monitored

Operator Signature

Deviation & Change Control Review

6 of 9

Check for any deviations from the approved process and associated change controls.

Deviation Report Number

Deviation Occurrence Date

Summary of Deviation

Root Cause Identified?

Root Cause Investigation Details

Corrective Action Plan Approved?

Corrective Action Plan Description

Corrective Action Completion Date

Quality Control (QC) Testing Verification

7 of 9

Confirm QC testing has been performed and results are within specifications.

Sample Size (n)

Result - Assay

Result - Impurity 1

Result - Impurity 2

Pass/Fail Status

Failure Investigation (if applicable)

QC Release Date

QC Analyst Signature

Documentation Completeness & Accuracy

8 of 9

Ensure all process steps, observations, and signatures are documented completely and accurately.

Reviewer Signature

Review Date

Comments/Observations (if any)

Document Legibility

Number of Pages Reviewed

Required Signatures Present

Batch Release Approval

9 of 9

Verify proper review and authorization for batch release based on completed record.

Quality Assurance Reviewer Signature

Review Date

Batch Number (Confirmation)

Release Status

Release Notes/Comments (if applicable)

Release Authorizer Signature

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