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Pharmaceutical Vendor Qualification Checklist

Ensure regulatory compliance and product integrity. Our Pharmaceutical Vendor Qualification Checklist simplifies vendor assessment, reduces risk, and streamlines your quality management system. Download now and confidently manage your supply chain!

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Vendor Information & Initial Assessment

1 of 10

Collection of basic vendor details and a preliminary risk assessment.

Vendor Legal Name

Vendor Contact Person

Vendor Address

Years in Business

Primary Business Type

Initial Risk Assessment Level

Initial Assessment Date

Financial Stability & Business Practices

2 of 10

Evaluation of vendor's financial health and ethical business conduct.

Annual Revenue (USD)

Debt-to-Equity Ratio

Credit Rating Agency

Summary of Financial Stability Assessment

Business Ethics Program

Date of Last Financial Review

Quality Management System (QMS)

3 of 10

Assessment of the vendor's QMS, including policies, procedures, and documentation.

QMS Documentation Availability

Summary of QMS Documentation Reviewed

Number of Documented Procedures

Date of Last QMS Audit

QMS Elements Assessed (Select all that apply)

Copy of QMS Manual (if available)

Evidence of Management Review

Facility & Equipment

4 of 10

Verification of the vendor's facilities and equipment suitability for pharmaceutical materials or services.

Facility Address

Square Footage of Manufacturing Area

Equipment Types Present (Select all that apply)

Last Facility Inspection Date

Facility Layout Diagram

HVAC System Temperature Control Range

Description of Cleaning and Sanitation Procedures

Personnel & Training

5 of 10

Review of vendor's personnel qualifications and training programs.

Number of Qualified Personnel

Key Personnel Qualifications (e.g., GMP, Degree)

Last Training Completion Date (Key Personnel)

Brief Description of Key Personnel Training Program

Training Records (Example)

Verification of Personnel Background Checks

Details on Background Check Procedures (if applicable)

Regulatory Compliance & Audits

6 of 10

Confirmation of adherence to relevant regulatory requirements and history of audits.

Last Audit Score

Date of Last Regulatory Inspection

Summary of Findings from Last Regulatory Inspection

Compliance with GMP Guidelines?

Relevant Regulatory Frameworks (Select all that apply)

Copy of Latest Regulatory Audit Report

Product/Service Specifications & Testing

7 of 10

Validation of product/service specifications and testing protocols.

Detailed Product/Service Specifications

Testing Methodology Alignment (e.g., USP, EP, JP)

Acceptance Criteria Limit (e.g., Purity %)

Certificate of Analysis (CoA)

CoA Issue Date

Testing Parameters Verified (Select all that apply)

Deviations & Resolutions (if any)

Change Control & Corrective Actions

8 of 10

Review of vendor’s change control process and management of corrective and preventive actions.

Change Request Originated From:

Description of Change/Deviation

Risk Score (assigned)

Date of Deviation/Change Initiation

Root Cause Analysis Findings

Potential Impact Areas (select all that apply)

Corrective Actions Planned

Planned Completion Date of Corrective Actions

Signature of Responsible Person

Contractual Agreements & Performance Monitoring

9 of 10

Assessment of contractual obligations and ongoing performance monitoring processes.

Contract Start Date

Contract Expiration Date

Agreed Upon Price/Rate

Payment Terms

Key Performance Indicators (KPIs)

Performance Rating (Scale 1-5)

Performance Review Comments

Contract Renewed?

Requalification & Periodic Review

10 of 10

Establishing a schedule for requalification and periodic reviews of vendor status.

Last Requalification Date

Review Frequency (in months)

Review Type

Summary of Review Findings

Reviewer Signature

Next Review Date

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