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HIPAA Compliance Checklist: Healthcare Data Security

Ensure robust healthcare data security and avoid costly penalties. Our HIPAA Compliance Checklist guides you through essential protocols, safeguards patient information, and simplifies regulatory adherence. Download now for peace of mind and streamlined compliance!

This Template was installed 4 times.

Privacy Rule Assessment

1 of 10

Evaluate adherence to HIPAA Privacy Rule requirements, including Notice of Privacy Practices and patient rights.

Last Updated Notice of Privacy Practices (NPP)

Is NPP readily available to patients?

Summary of Patient Rights (as outlined in NPP)

Are patient requests for access to records handled within the required timeframe?

Number of patient complaints related to privacy practices in the last year

Description of process for patients to submit privacy concerns

Are patient authorizations for uses/disclosures reviewed and validated?

Security Rule Implementation

2 of 10

Verify the implementation of administrative, physical, and technical safeguards outlined in the Security Rule.

Security Risk Assessment Completed?

Last Security Rule Review Date

Number of Systems Covered by Security Rule

Summary of Security Rule Implementation Gaps Identified

Implemented Security Safeguards (Select All That Apply)

Supporting Documentation (e.g., security policies)

Encryption at Rest Implemented?

Business Associate Agreements (BAA)

3 of 10

Confirm all Business Associate Agreements are in place, current, and compliant with HIPAA regulations.

BAA Expiration Date

Last BAA Review Date

Summary of BAA Scope

Copy of Business Associate Agreement

BAA Status

Business Associate Name

Contract Value (Optional)

Risk Analysis & Management

4 of 10

Review the most recent Risk Analysis and associated remediation plan.

Date of Last Risk Analysis

Summary of Risk Analysis Findings

Number of Identified Risks

Risk Categories Assessed (e.g., Technical, Administrative, Physical)

Description of Key Mitigation Strategies Implemented

Date of Next Scheduled Risk Analysis Review

Upload of Risk Analysis Documentation

Data Access Controls

5 of 10

Validate appropriate access controls are in place for electronic protected health information (ePHI).

Access Control Method Implemented?

Number of Users with 'Administrator' Access

Which data categories are restricted with access controls?

Date of Last Access Control Review

Is Two-Factor Authentication (2FA) implemented for all users accessing ePHI?

Describe any exceptions to standard access control policies and justification.

Encryption & Data Transmission

6 of 10

Confirm ePHI is encrypted both in transit and at rest.

Encryption Method for Data at Rest

Encryption Method for Data in Transit

Encryption Key Rotation Frequency (in days)

Describe Key Management Process

Data Transmission Method

Last Encryption Policy Review Date

Incident Response Plan

7 of 10

Assess the readiness and effectiveness of the incident response plan for potential HIPAA breaches.

Date of Last Incident Response Plan Review

Summary of Recent Plan Updates/Changes

Primary Contact for Incident Response

Number of Staff Trained on Incident Response

Incident Types Covered by Plan

Description of Post-Breach Notification Procedures

Supporting Documentation (e.g., notification templates)

Employee Training & Awareness

8 of 10

Verify employees receive regular HIPAA training and demonstrate understanding of regulations.

Last Training Completion Date

Training Module Covered

Topics Covered in Training (Select All That Apply)

Score on Training Assessment (if applicable)

Employee Comments/Feedback on Training

Training Format

Physical Security Measures

9 of 10

Evaluate the adequacy of physical security measures to protect ePHI.

Server Room Location

Security System Type

Number of Security Cameras

Visitor Management System

Date of Last Physical Security Audit

Description of Emergency Exit Procedures

Audit Trails & Monitoring

10 of 10

Review audit trail configurations and system monitoring processes for detecting unauthorized access.

Audit Log Retention Period (in days)

Audit Logging Level

Last Audit Log Review Date

Summary of Audit Log Review Findings

Systems with Active Audit Trails

Frequency of Automated Audit Report Generation

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