ChecklistGuro logo ChecklistGuro Solutions Industries Company Pricing

Medical Records Management Checklist: HIPAA & Accuracy

Ensure HIPAA compliance and maintain data integrity with our Medical Records Management Checklist. Streamline your processes, reduce risk, and safeguard patient information with this essential guide to accurate and secure recordkeeping.

This Template was installed 4 times.

Record Creation & Acquisition

1 of 10

Ensuring accurate and complete documentation upon patient encounter.

Date of Service

Time of Service

Record Type (e.g., Progress Note, Consultation)

Chief Complaint/Reason for Visit

Source of Information

Vital Signs - Temperature (Fahrenheit)

Supporting Documentation (Optional)

Patient Identification & Demographics

2 of 10

Verification of patient identity and accuracy of demographic information.

Patient Full Name

Date of Birth (YYYY-MM-DD)

Medical Record Number (MRN)

Patient ID Number

Gender

Preferred Language

Address Line 1

Address Line 2

HIPAA Compliance - Access Controls

3 of 10

Verification of authorized access to patient records.

Access Level Verification Method

Multi-Factor Authentication (MFA) Status

Number of Authorized Users

Audit Log Monitoring

Last Access Control Review Date

Notes on Access Control Procedures

Documentation Completeness & Accuracy

4 of 10

Ensuring all required fields are populated and information is correct.

Chief Complaint Documentation

History of Present Illness (HPI)

Physical Exam Findings

Assessment/Diagnosis

Plan of Treatment

Vital Signs - Temperature (F)

Vital Signs - Blood Pressure (Systolic)

Vital Signs - Blood Pressure (Diastolic)

Allergies Documented?

Record Storage & Security

5 of 10

Confirmation of secure storage, both physical and electronic.

Physical Record Storage Location Verified?

Electronic Records Encryption Status?

Access Log Review Frequency (Days)

Firewall Protection Active?

Last Security Audit Date

Notes on Physical Security Measures

Record Retention & Disposal

6 of 10

Adherence to retention schedules and secure destruction protocols.

Record Retention Start Date

Retention Period (Years)

Record Format (e.g., Paper, Electronic)

Specific Retention Rationale (if applicable)

Disposal Method

Scheduled Disposal Date

Authorized Personnel Signature (Disposal)

Release of Information

7 of 10

Verification of proper authorization and documentation for record disclosures.

Release Type

Purpose of Release (if applicable)

Requester Name

Requester Contact Information (Phone/Email)

Record Format

Release Date

Release Time

Authorized Release Personnel Signature

Audit Trail Review

8 of 10

Periodic review of access and modification logs.

Audit Review Date

Number of Records Reviewed

Review Type

Summary of Findings

Compliance Status

Corrective Actions Required (if any)

Corrective Action Completion Date (if applicable)

Reviewer Signature

Disaster Recovery & Business Continuity

9 of 10

Validation of backup procedures and disaster recovery plans for medical records.

Last DR/BC Plan Review Date

Backup Frequency (Daily/Weekly/Monthly)

Backup Storage Location (Onsite/Offsite/Cloud)

Summary of DR/BC Procedures

Last Successful Data Restore Test Date

Estimated Time to Restore Core Systems

Critical Systems Identified for Recovery

Training & Awareness

10 of 10

Confirmation of staff training on HIPAA and medical records management policies.

Last Training Date

Training Modules Completed

Specify 'Other' Training (if applicable)

Training Format

Score on Post-Training Assessment (if applicable)

Upload Proof of Training Completion (e.g., certificate)

Trainer Name

We can do it Together

Need help with Checklists?

Have a question? We're here to help. Please submit your inquiry, and we'll respond promptly.

Email Address
How can we help?