HR Technology Audit Checklist Template

Ensure your HR tech is working *for* you, not against you. This comprehensive HR Technology Audit Checklist Template helps you evaluate systems, identify gaps, and optimize your HR tech stack for maximum efficiency and compliance. Don't let outdated or misconfigured tools hold your HR back - download now!

This Template was installed 4 times.

System Access & Permissions

1 of 10

Review user access levels, password policies, and security protocols for all HR systems.

Number of Active User Accounts

Password Complexity Requirements

Last Password Policy Review Date

Roles with Admin Access

Process for Granting New User Access

Two-Factor Authentication (2FA) Status

Data Security & Privacy

2 of 10

Assess data encryption, access controls, and compliance with privacy regulations (e.g., GDPR, CCPA).

Data Encryption Method

Access Control Levels (Number of)

Compliance Frameworks Applied

Last Data Privacy Policy Review Date

Description of Data Masking Techniques

Data Residency Compliance

System Integration

3 of 10

Evaluate the integration between HR systems and other business applications (e.g., payroll, accounting).

Payroll System Integration Status

Applicant Tracking System (ATS) Integration Status

Data Synchronization Frequency (Hours)

Description of Data Mapping

Error Handling Process Integration

Last Integration Verification Date

Data Accuracy & Integrity

4 of 10

Verify data accuracy, completeness, and consistency across all HR systems.

Percentage of Employee Data Fields Populated

Data Validation Rules in Place for Key Fields?

Last Data Accuracy Audit Date

Summary of Errors Found During Last Audit

Number of Duplicate Employee Records Found

Process for Correcting Data Errors?

Number of Reports Generated to Verify Data Integrity

Reporting & Analytics

5 of 10

Assess the functionality and reliability of HR reporting and analytics capabilities.

Number of Custom Reports Created

Standard Reporting Packages Used?

Description of Current Reporting Limitations

Last Reporting Audit Date

What Key Performance Indicators (KPIs) are Currently Tracked?

Number of Users with Reporting Access

Vendor Management

6 of 10

Evaluate vendor contracts, service level agreements (SLAs), and performance monitoring.

Vendor Contract Value (Annual)

Contract Start Date

Contract Renewal Date

Service Level Agreement (SLA) Met?

Summary of Vendor Performance

Vendor Contract Document

Vendor Risk Level (Based on assessment)

Compliance & Audit Trails

7 of 10

Review compliance with relevant laws, regulations, and internal policies; examine audit trail capabilities.

Last Compliance Audit Date

Number of Audit Trails Reviewed

Compliance Framework Used (e.g., SOX, GDPR)

Summary of Audit Findings

Copies of Compliance Documentation

User Access Review Frequency

Name of Responsible Party for Compliance

Business Continuity & Disaster Recovery

8 of 10

Assess plans for data backup, system recovery, and business continuity in case of disruptions.

Last Successful Backup Date (YYYY-MM-DD)

Next Scheduled Full System Backup

Description of Data Backup Procedures

Offsite Storage Location Type

Offsite Data Storage Location

Estimated Recovery Time Objective (RTO) in Hours

Estimated Recovery Point Objective (RPO) in Hours

Details of Employee Communication Plan During Disaster

User Training & Support

9 of 10

Evaluate user training programs and support resources for HR technology users.

Number of Users Trained (Last 12 Months)

Training Delivery Method(s)

Summary of Recent Training Updates

Date of Last User Training Needs Assessment

Types of Support Provided

Average Resolution Time for Support Tickets (in hours)

Future-Proofing & Innovation

10 of 10

Consider the long-term viability of HR technology and identify opportunities for innovation.

Budget Allocation for Emerging Tech (Annual)

Current AI/ML Adoption Level?

Potential Future Tech Investments (Select All That Apply)

Next Technology Review & Update Scheduled

Summary of Current Technology Strengths

Summary of Current Technology Weaknesses/Gaps

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